-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, COtYoJGEni/QajQ1yARRalz3kGX9INO1/sH+Vl5NcnALbanQDTuZICgOv6wBvus0 9CX1WcMEYbdNUZH6euT/ag== 0000950129-03-006235.txt : 20031219 0000950129-03-006235.hdr.sgml : 20031219 20031219151359 ACCESSION NUMBER: 0000950129-03-006235 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031219 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WIMBERLY BRYAN H CENTRAL INDEX KEY: 0001031746 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1306A POTOMAC STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7138052487 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DXP ENTERPRISES INC CENTRAL INDEX KEY: 0001020710 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 760509661 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50063 FILM NUMBER: 031065032 BUSINESS ADDRESS: STREET 1: 7272 PINEMONT CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139964700 MAIL ADDRESS: STREET 1: 7272 PINEMONT CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: INDEX INC DATE OF NAME CHANGE: 19960808 SC 13G 1 h11417sc13g.txt BRYAN H. WIMBERLY FOR DXP ENTERPRISES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ____________)* DXP Enterprises, Inc. ------------------------------------------------------ (Name of Issuer) Common Stock, par value $0.01 per share ------------------------------------------------------ (Title of Class of Securities) 454078 10 6 ------------------------------------------------------ (CUSIP Number) November 24, 1996** ------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). **This constitutes a late filing. The securities of DXP Enterprises, Inc. covered by this Schedule 13G were acquired prior to the registration of that class in November 1996. The reporting person's ownership of the issuer's securities has been appropriately reported in the issuer's initial registration statement on Form S-4, in the issuer's reports filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 and under Section 16, while the reporting person served as an executive officer of the issuer. The reporting person retired as an executive officer of the issuer on 3/19/1999. CUSIP NO. - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Bryan H. Wimberly - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] ----------------------------------------------------------------- (b) [ ] ----------------------------------------------------------------- Not applicable. - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 1,673,013 (395,005 as of 12/04/2003)(1) ----------------------------------------------------- Beneficially 6. Shared Voting Power Owned by None ----------------------------------------------------- Each 7. Sole Dispositive Power Reporting 1,673,013 (395,005 as of 12/04/2003)(1) ----------------------------------------------------- Person With: 8. Shared Dispositive Power None - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,673,013 (395,005 as of 12/04/2003)(1) - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) Not applicable. - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 10.4% (9.6% as of 12/04/2003)(1) - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- - ------------------------- (1) Includes 48,800 shares of common stock issuable upon exercise of an option. As reported in the issuer's annual report in Form 10-K for the year ended December 31, 1996, as of April 21, 1997, the reporting person owned 1,673,013 shares of common stock representing 10.4% of the issuer's outstanding stock as of such date. ITEM 1. (a) Name of Issuer: DXP Enterprises, Inc. (b) Address of Issuer's Principal Executive Offices: 7272 Pinemont Houston, Texas 77040 ITEM 2. (a) Name of Person Filing: Bryan H. Wimberly (b) Address of Principal Business Office or, if none, Residence: 1306A Potomac Houston, Texas 77057 (c) Citizenship: United States (d) Title of Class of Securities: Common stock, par value $0.01 per share (the "Common Stock") (e) CUSIP Number: 454078 10 6 ITEM 3. Not applicable. ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 1,673,010 (395,005 as of 12/04/2003). Includes 48,800 shares of common stock issuable upon exercise of an option. As reported in the issuer's annual report in Form 10-K for the year ended December 31, 1996, as of April 21, 1997, the reporting person owned 1,673,013 shares of common stock representing 10.4% of the issuer's outstanding stock as of such date. (b) Percent of class: 10.4% (9.6% as of 12/04/2003) (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 1,673,010 (395,005 as of 12/04/2003) (ii) Shared power to vote or to direct the vote None iii) Sole power to dispose or to direct the disposition of 1,673,010 (395,005 as of 12/04/2003) (iv) Shared power to dispose or to direct the disposition of None ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. December 18, 2003 ----------------------------------------- Date /s/ Brian H. Wimberly ----------------------------------------- Signature Bryan H. Wimberly ----------------------------------------- Name -----END PRIVACY-ENHANCED MESSAGE-----